Case Studies & Investigation Reports
The following case studies and investigation reports have been issued by NZ RegCo
- April 2025: Investigation report relating to Greenfern Industries Limited’s compliance with continuous disclosure and related party transaction requirements of the NZX Listing Rules PDF262.94 KB
- November 2022: Investigation report relating to NZ Automotive Investments Limited breaches of the corporate governance requirements under Listing Rule 2.7.1 PDF198.35 KB
- March 2022: Investigation Report relating to New Talisman Gold Mines Limited's compliance with certain provisions of the NZX Main Board Listing Rules PDF236.92 KB
- August 2019: Investigation Report relating to Promisia Integrative Limited's compliance with the related party transaction rules under the NZX Main Board Listing Rules PDF3.76 MB
- April 2019: Case study relating to the conduct of an NZX Advisor who had their designation revoked for breaches of Participant Rules 5.8.1 and 8.1.1 PDF2.85 MB
- November 2018: Case study relating to how issuers should manage information that develops over a period of time under Rule 10.1.1 of the NZX Main Board Listing Rules PDF2.85 MB
- October 2018: Case study relating to the rotation of managing directors under Rules 3.3.6 and 3.3.9 of the NZX Main Board Listing Rules
- January 2018: Investigation Report relating to Fletcher Building Limited earning forecasts under Rule 10.1.1 of the NZX Main Board Listing Rules
- November 2017: Case study relating to the treatment of developing information and forecasts under Rule 10.1.1 of the NZX Main Board Listing Rules