Submissions
All of the submissions that NZX has submitted on since 2020 can be found in this section.
Climate
- FMA Proposed Class Exemption for Entities Incorporated in Foreign Jurisdictions from New Zealand Climate Reporting Duties - 24 October 2025 PDF172.57 KB
- MBIE Adjustments to the Climate-Related Disclosures Regime - 14 February 2025 PDF300.89 KB
- XRB Proposed Amendments to Climate and Assurance Standards - 30 October 2024 PDF128.98 KB
- FMA Proposed Guidance on references to climate statements in disclosure documents - 30 August 2024 PDF155.43 KB
- FMA Proposed Guidance for Keeping Proper Climate-Related Disclosure Records - 3 August 2023 PDF267.56 KB
- FMA Climate-Related Disclosures Timing Challenge - 31 July 2023 PDF259.97 KB
- RBNZ Managing Climate-related Risks NZX Clearing - 7 June 2023 PDF168.47 KB
- FMA Foreign-Exempt Issuer Climate-Related Disclosures Exemption Submission - 17 April 2023 PDF128.22 KB
- XRB NZ Climate Standard 1 Submission pt2 - 2 May 2022 PDF149.76 KB
- XRB NZ Climate Standard 1 Submission - 19 November 2021 PDF136.49 KB
- ETS Governance Framework NZX EEX Joint Submission - 17 September 2021
- Climate Amendment Bill Submission - 28 May 2021 PDF185.83 KB
- IFRS Submission - 22 December 2020 PDF106.00 KB
- ETS NZX EEX Joint Submission - 28 February 2020 PDF264.21 KB
Financial Markets
- FMA Proposed Guidance for Ethical Investing Disclosure - 7 November 2025 PDF161.59 KB
- FMA Tokenisation in Financial Markets - 31 October 2025 PDF209.68 KB
- FMA Proposed Class Exemption for Listed Issuers for Buy-Backs of Quoted Debt Securities - 25 July 2025 PDF173.18 KB
- FMA Review of Expiring Class Exemption Notices, and Designations - 16 July 2025 PDF202.93 KB
- MBIE Enabling Kiwisaver Investment in Private Assets - 14 February 2025 PDF287.12 KB
- FMA Proposed exemption for certain green, social, sustainability and sustainability-linked bonds submission - 30 April 2024 PDF112.63 KB
- CFTC Foreign Boards of Trade Amendments Relating to Introducing Brokers Submission - 22 April 2024 PDF97.09 KB
- FMA Liquidity Risk Management Guidance Submission - 10 November 2023 PDF120.14 KB
- ESMA Tier 1 Third-Country CCPs Fees Submission (NZX Clearing)- 10 November 2023 PDF213.09 KB
- Renewal of Class Exemption for Same Class Offers ASX/NZX-Quoted Financial Products - 30 June 2023 PDF125.68 KB
- S&P Foreign Exempt Issuer Inclusion into New Zealand Indices - 31 May 2023 PDF152.68 KB
- AML/CFT "Early" Regulatory Package Submission - 14 April 2023 PDF148.60 KB
- FMA Client Money Service Provider Guidance Submission - 1 November 2022 PDF170.69 KB
- FMA Reasonable Grounds For Financial Advice About IPOs and Equity Securities Submission - 5 August 2022 PDF180.61 KB
- FMA Reporting Exemptions for FMC Reporting Entities in Liquidation, Receivership or Voluntary Administration Submission - 6 October 2021 PDF117.30 KB
- RBNZ Capital Review Submission - 31 March 2021 PDF123.43 KB
- Exemption Notices Submission - 19 August 2020 PDF89.21 KB
- Financial Advice Provider Submission - 4 August 2020 PDF139.22 KB
- FMC Amendment Regulations Submission - 23 June 2020 PDF88.39 KB
- US FCM Exemption Rollover Submission - 15 April 2020 PDF81.64 KB
- FMA Levy Funding Submission - 28 February 2020 PDF178.96 KB
Legislation
- Financial Markets Conduct Amendment Bill - 4 December 2025 PDF141.50 KB
- Companies (Address Information) Amendment Bill - 2 May 2024 PDF122.96 KB
- A Legislative Response to Modern Slavery and Worker Exploitation Submission - 7 June 2022 PDF148.46 KB
- Class Actions and Litigation Funding Submission - 11 March 2021 PDF190.34 KB
- Overseas Investment Amendment Bill (No 3) Submission - 10 December 2020 PDF133.67 KB
- FMI Select Committee Submission - 26 March 2020 PDF586.89 KB