Derivatives Market Rules
This page includes links to the rules that apply to Market Participants operating in the NZX Derivatives Market.
Current Rules
- Derivatives Market Rules (20 February 2026) PDF990.77 KB
- Derivatives Market Procedures (29 June 2026) PDF894.64 KB
Appendices
- Appendix Five Part A - Quarterly Internal Control Checklist DOCX972.51 KB
- Appendix Five Part B - Monthly Internal Control Checklist DOCX964.04 KB
Application Checklists
- Derivatives Advising Participant Accreditation Application Information DOCX86.44 KB
- Derivatives Trading and Advising Participant Accreditation Application Information DOCX88.85 KB
- UnknownN/A
- DMA Participant & System Application Information Unknown118.00 KB
Application Forms
- Form 1 - Derivatives Market Participant Application Unknown116.40 KB
- Form 2 - Responsible Executive Application Unknown91.44 KB
- Form 3 - Director or Partner Undertaking Unknown78.05 KB
- Form 4 - Compliance Manager Undertaking Unknown77.43 KB
- Form 5 - Dealer Application Unknown92.78 KB
- Form 6 - Dealer Resignation Unknown81.50 KB
- Form 7 - NZX Derivatives Adviser Application DOCX94.66 KB
- Form 8 - DMA Application Unknown91.06 KB
- Form 9 - Market Maker Application DOCX87.77 KB