Clearing and Depository Rules
This page includes links to the rules that apply to the clearing and settlement system operated by New Zealand Clearing and Depository Corporation Limited.
Current Rules
- Clearing and Settlement Rules (17 November 2025) PDF1.44 MB
- Clearing and Settlement Procedures (29 June 2026) PDF620.21 KB
- Depository Operating Rules (28 March 2025) PDF901.11 KB
- Depository Operating Procedures (28 March 2025) PDF713.01 KB
Appendices to the Clearing and Settlement Procedures
- Appendix A - Monthly Compliance Certificate DOCX107.10 KB
- Appendix B - Quarterly Compliance Certificate DOCX107.09 KB
- Appendix C - Annual Compliance Certificate DOCX108.26 KB
Appendices to the Depository Operating Procedures
- Appendix A - Quarterly Compliance Certificate DOCX95.94 KB
- Appendix B - Annual Compliance Certificate DOCX96.09 KB
Application Checklists
- CHO Accreditation Application Information DOCX89.34 KB
- CDO Accreditation Application Information DOCX83.76 KB
- Clearing And Depository Participant Set Up Form Unknown105.67 KB
Application Forms
- Clearing Participant Application Unknown60.40 KB
- Clearing Participant Responsible Person Application Unknown96.00 KB
- Depository Participant Application Unknown56.37 KB
- Depository Participant Responsible Person Application Unknown93.00 KB