NZSX and NZDX Listing Rules Archive

24 July 2024

• NZX Listing Rules - (24 July 2024) PDF1.81 MB

15 January 2024

• NZX Listing Rules - (15 January 2024) PDF1.02 MB

1 April 2023

• NZX Listing Rules (1 April 2023) PDF992.53 KB
• Appendix 1 - NZX Corporate Governance Code (1 April 2023) PDF2.99 MB
• Appendix 4 - Mining Issuer Disclosure (1 April 2023) PDF122.24 KB

17 June 2022

• NZX Listing Rules (17 June 2022) PDF1.01 MB
• Appendix 1 - NZX Corporate Governance Code (17 June 2022) PDF2.90 MB
• Appendix 2 - Results Announcement (17 June 2022) PDF91.78 KB
• Appendix 3 - Takeover Provisions (17 June 2022) PDF186.67 KB
• Appendix 4 - Mining Issuer Disclosure (17 June 2022) PDF122.24 KB

10 December 2020

• NZX Listing Rules (10 December 2020) PDF1.59 MB

3 November 2020

• NZX Listing Rules (3 November 2020) PDF1.62 MB

1 January 2020

• NZX Listing Rules (1 January 2020) PDF1.62 MB

1 January 2019

• NZX Listing Rules (1 January 2019) PDF5.11 MB

1 October 2017

• Main Board / Debt Market Listing Rules (1 October 2017) PDF1.40 MB
• Main Board/Debt Market Listing Rules Appendices (1 October 2017) PDF3.59 MB

22 May 2017

• Main Board / Debt Market Listing Rules (22 May 2017) PDF1.40 MB
• Main Board/Debt Market Listing Rules Appendices (22 May 2017) PDF3.59 MB

7 March 2016

• Main Board / Debt Market Listing Rules (7 March 2016) PDF1.50 MB
• Main Board / Debt Market Listing Appendices (7 March 2016) PDF3.48 MB

16 April 2015

• Main Board / Debt Market Listing Rules (16 April 2015) PDF780.45 KB
• Main Board / Debt Market Listing Appendices (16 April 2015) PDF3.43 MB

27 November 2014

• Main Board / Debt Market Listing Rules (27 November 2014) PDF1.49 MB
• Main Board / Debt Market Listing Appendices (27 November 2014) PDF3.50 MB

30 October 2013

• Main Board / Debt Market Listing Rules (30 Oct 2013) PDF1.03 MB
• Main Board / Debt Market Listing Appendices (30 Oct 2013) PDF3.42 MB

5 October 2012

• NZSX / NZDX Listing Rules PDF979.12 KB
• Appendices PDF1.79 MB

6 August 2010

• NZSX / NZDX Listing Rules PDF640.66 KB
• Appendices PDF1.77 MB

Pre - 3 April 2009

• Foreword PDF68.11 KB
• Interpretation, Rulings, Waivers PDF138.23 KB
• Compliance and Enforcement PDF48.90 KB
• Constitutions, Trust Deeds and Directors PDF67.90 KB
• Takeover Provisions for Issuers PDF116.73 KB
• Listing and Quotation PDF74.75 KB
• Requirements for Documents PDF46.14 KB
• Issues and Buy Backs of Securities PDF159.85 KB
• Voting Rights and Rights of Equity Securities PDF56.69 KB
• Transactions with Related Parties PDF65.54 KB
• Disclosure and Information PDF121.98 KB
• Transfers and Statements PDF87.87 KB

Appendices (Pre - 3 April 2009)

• Appendix 1 - Preliminary Half Year/Full Year Report Announcement - Effective from 1 July 2006 PDF40.84 KB
• Appendix 1 - Prescribed Disclosure under Appendix 1 - Effective 1 July 2006 PDF23.33 KB
• Appendix 2 - Minimum Holdings PDF12.61 KB
• Appendix 3 - Special Division of NZX Discipline PDF25.70 KB
• Appendix 4 - New Zealand Stock Exchange Listing Fees PDF11.75 KB
• Appendix 5 - Provisions of Rules Excluded if equity securities not quoted PDF29.71 KB
• Appendix 6 - Provisions required to be contained in or incorporated by reference in an Issuer's constitution PDF12.17 KB
• Appendix 7 - Notice of Event Affecting Securities Unknown55.50 KB
• Appendix 8 - Timing of Event Affecting Securities PDF55.65 KB
• Appendix 9 - Policy Statements PDF25.16 KB
• Appendix 10 - Provisions for Unit Trusts PDF29.58 KB
• Appendix 11 - Quarterly Report of Consolidated Cash Flow PDF95.44 KB
• Appendix 12 - Australasian Code for Reporting of Mineral Resources and Ore Reserves (The JORC Code) PDF195.12 KB
• Appendix 13 - Requirements for the Listing of Equity Warrants PDF54.05 KB
• Appendix 14 - Rules Not Applicable to Equity Warrants PDF30.21 KB
• Appendix 15 - Rules not applicable to NCM Issuers PDF24.96 KB
• Appendix 16 - Corporate Governance Best Practice Code PDF50.34 KB
• Appendix 17 - Provision of Rules excluded for Dual Listed Issuers PDF48.09 KB

Pre - May 2006

• Foreword PDF68.11 KB
• Interpretation, Rulings, Waivers PDF158.39 KB
• Compliance and Enforcement PDF69.16 KB
• Constitutions, Trust Deeds and Directors PDF95.32 KB
• Takeover Provisions for Issuers PDF137.33 KB
• Listing and Quotation PDF104.46 KB
• Requirements for Documents PDF70.74 KB
• Issues and Buybacks of Securities PDF161.22 KB
• Voting Rights and Rights of Equity Securities PDF81.69 KB
• Transactions with Related Parties (Pre - July 2007) PDF91.95 KB
• Disclosure and Information PDF138.18 KB
• Transfers and Statements PDF73.12 KB

Appendices

• Appendix 1 - Preliminary Half Year/Full Year Report Announcement - Up to 30 June 2006 Unknown97.00 KB
• Appendix 1 - Preliminary Half Year/Full Year Report Announcement - Effective from 1 July 2006 PDF40.84 KB
• Appendix 1 - Prescribed Disclosure under Appendix 1 - Effective 1 July 2006 PDF23.33 KB
• Appendix 3 - Special Division of NZX Discipline PDF25.70 KB
• Appendix 4 - New Zealand Stock Exchange Listing Fees PDF30.10 KB
• Appendix 5 - Provisions of Rules Excluded if equity securities not quoted PDF29.71 KB
• Appendix 6 - Provisions required to be contained in or incorporated by reference in an Issuer's constitution PDF30.19 KB
• Appendix 7 - Notice of Event Affecting Securities Unknown56.50 KB
• Appendix 8 - Timing of Events Affecting Securities PDF55.65 KB
• Appendix 9 - Policy statements PDF25.16 KB
• Appendix 10 - Provisions for Unit Trusts PDF29.58 KB
• Appendix 11 - Quarterly Report of Consolidated Cash Flows PDF95.44 KB
• Appendix 12 - Australasian Code for Reporting of Mineral Resources and Ore Reserves (The JORC Code) PDF68.89 KB
• Appendix 13 - Requirements for the Listing of Equity Warrants PDF54.05 KB
• Appendix 14 - Rules Not Applicable to Equity Warrants PDF30.21 KB
• Appendix 15 - Rules not applicable to NCM Issuers PDF24.96 KB
• Appendix 16 - Corporate Governance Best Practice Code PDF50.34 KB
• Appendix 17 - Provision of Rules excluded for Dual Listed Issuers PDF48.09 KB