Clearing Manager Key Documents
Prudential Assessment and Security Methodologies
- Prudential Security One Page Summary PDF98.25 KB
- Prudential Information Basic Principle Guide PDF303.42 KB
- Prudential Statement Sample PDF154.99 KB and Explanation PDF461.24 KB
- Settlement and Prudential Security Methodologies PDF533.86 KB explanation of requirements and calculations
- Clearing and Settlement Data File Formatting Guide PDF589.25 KB
- Providing Unoffered Generation PDF111.73 KB
Settlement
- Settlement Day Instructions, Details and Contact PDF176.05 KB
- Settlement Day Default Information and Process PDF164.43 KB
Financial Transmission Rights
- FTR Prudential Methodology Overview PDF299.18 KB
- FTR Prudential Methodology PDF646.15 KB
- FTR Initial Margin Review PDF417.60 KB
Invoicing and Settlement
- Sample Invoice Bundle Unknown2.76 MB
- SRA calculator spreadsheet Unknown17.34 KB, explains Settlement Retention Amount 'SAR' calculation
Hedge Settlement Agreement (HSA)
- Standard Hedge Settlement Agreement Form (Download PDF DOCX40.44 KB or DOCX DOCX40.44 KB)
- Capped Hedge Settlement Agreement Form (Download PDF PDF157.34 KB or DOCX DOCX44.30 KB)
- Capped, Average & Period Hedge Settlement Agreement Form (Download PDF PDF105.30 KB or DOCX DOCX45.41 KB)
- Fixed Price Variable Volume Form (Download PDF PDF188.05 KB or DOCX DOCX35.80 KB)
- Bulk load Template - FPVV (Download XLSX Unknown18.23 KB)
Security for Cash Deposits
To deposit cash to meet prudential obligations, participants must have an active security agreement, using the approved Specific Security Deed Template PDF151.08 KB. Companies with only one director must have the signature witnessed when executing this deed. If a security interest has already been registered over the cash to be used as prudential, a New Zealand Bankers Association Deed of Priority must also be submitted following the templates available from the Bankers Association.
Pricing Error Claims
Pricing errors may only be claimed if the issue is related to prices not being made available in WITS or if you believe the clearing manager has followed an incorrect process. More information within the claim form PDF123.76 KB.